|
|
| About Us - Risk Management |
 |
 |
 |
|
 |
|
We have robust internal controls to ensure that we are able to meet or exceed the expectations of institutional investors. We have dedicated legal, risk and compliance personnel who
are active participants in industry groups such as AIMA to ensure we keep abreast with industry best practice.
We have a well developed operational environment, fully integrated systems including a leading document management system for enhanced workflow and sophisticated disaster
recovery arrangements. The operational environment is supported by a mature risk management structure with includes, training, legal, compliance, internal audit and enterprise
risk management.
In addition to our robust internal controls, many of Caledonian's entities are supervised by and report to internationally recognized regulators. CFS Cayman holds a
mutual fund administrators license pursuant to the mutual funds law of the Cayman Islands and is regulate by the Cayman Islands Monetary Authority and CFS Europe holds a
category 4 investment business license in the Isle of Man and is regulated by the Isle of Man Financial Supervision Commission.
The group is audited annually on a
consolidated basis by a top 5 audit firm and we are presently undergoing a SAS 70 preparedness audit with a leading audit and consulting firm.
|
|
|